Compliance Officer - Program Management (Marketing and Governance) (Project Management)
Wintrust is a financial holding company with approximately $62 billion in assets whose common stock is traded on the NASDAQ Global Select Market. Guided by its “Different Approach, Better Results” philosophy, Wintrust offers the sophisticated resources of a large bank while providing a community banking experience to each customer. Wintrust operates more than 200 retail banking locations through 16 community bank subsidiaries in the greater Chicago, southern Wisconsin, west Michigan, northwest Indiana, and southwest Florida market areas. In addition, Wintrust operates various non-bank business units, providing residential mortgage origination, wealth management, commercial and life insurance premium financing, short-term accounts receivable financing/outsourced administrative services to the temporary staffing services industry, and qualified intermediary services for tax-deferred exchanges. Our unique business model is a competitive strength and value driver, powered by our talented colleagues who put our customers first and achieve better results for our clients.
Why join us?
An award-winning culture! We are rated a Top Workplace by the Chicago Tribune (past 11 years) and Employee Recommended award by the Globe & Mail (past 6 years).
Competitive pay and discretionary or incentive bonus eligible.
Comprehensive benefit package including medical, dental, vision, life, a 401k plan with a generous company match and tuition reimbursement to name a few.
Promote from within culture.
Why join this team?
Hybrid Work Schedule – Split your time working remotely and at our Corporate Headquarters in Rosemont, IL.
We foster an inclusive environment for an individual to grow and work independently.
Have a direct impact on Wintrust's history of community engagement and commitment to our employees, communities, and shareholders.
Opportunity to interact with management level, experienced professionals- higher visibility.
Position Summary
This position is part of the Compliance Program Management team that oversees regulatory change management processes for compliance. Key areas of responsibility include providing direct consumer compliance oversight and support of all marketing and advertising as well as supporting the program to monitor and implement regulatory changes and advise on compliance risk as part of the Third Party Risk Management Program. Support for Marketing will include providing compliance subject matter expertise in a fast-paced environment. A successful candidate will maintain expertise and knowledge of compliance impacts to banking products and services, marketing processes and advertising methods (including digital/social media). The following will also be important: self-managed and self-motivated, ability to work across multiple business lines, flexibility, attention to detail and compliance requirements, interest in messaging to different consumers and a focus on consumer needs.
What You'll Do
Review advertising and marketing materials for compliance with federal and state advertising laws and regulations, meeting timing expectations. Includes review and approval of marketing promotions, product disclosures, brochures, social media posts and website changes.
Provide ongoing support to the Marketing team and other business lines as a marketing compliance subject matter expert. Advise on technical requirements throughout the marketing process enabling the organization to move from idea to placement quickly. Provide guidance and answer questions regarding marketing and other initiatives for Deposits, Lending and Mortgage. Understand business needs and communicate alternative solutions when appropriate.
Assist the AVP Regulatory Change Management with oversight of the compliance change control process, overseeing timely reviews by the appropriate compliance staff, completing reporting on the process, and recommending changes to improve effective and efficient reviews. Collaborate with different areas of Compliance and present one consolidated message to the business lines.
Assist the AVP Regulatory Change Management with the program to monitor and document changes in regulations, enforcement actions, guidance, and other regulatory publications. This includes impact analysis, communication to stakeholders and regular reporting to governance committees.
Assist the AVP Regulatory Change Management with the process to evaluate compliance risk as part of the Third Party Risk Management Program, including initial risk and risk during ongoing vendor relationship monitoring.
Qualifications
3+ years of experience related to financial services compliance and/or knowledge of banking operations
Demonstrates organizational skills and attention to detail.
Strong analytical skills and ability to apply regulations to advertising and operational processes.
Strong writing and presentation skills with the ability to communicate to a variety of consumers and audiences.
Ability to understand business needs and provide alternative solutions when appropriate.
Bachelor's degree preferred
Benefits
Medical Insurance • Dental • Vision • Life insurance • Accidental death and dismemberment • Short-term and long term Disability Insurance • Parental Leave • Employee Assistance Program (EAP) • Traditional and Roth 401(k) with company match • Flexible Spending Account (FSA) • Employee Stock Purchase Plan at 5% discount • Critical Illness Insurance • Accident Insurance • Transportation and Commuting Benefits • Banking Benefits • Pet Insurance
Compensation
The estimated salary range for this role is $85,000-$110,000, along with eligibility to earn an annual bonus. Actual salaries may vary based on several factors, such as a candidate's qualifications, skills and experience.
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From our first day in business, Wintrust has been proud to serve a variety of unique communities and people from all walks of life. To be Chicago's Bank® and Wisconsin's Bank®, we need to reflect that diversity both in all the communities we serve, the people we employ, the organizations we work with, and our banking and lending practices. Wintrust Financial Corporation, including community banking and financial services subsidiaries, is an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, national origin, sex, sexual orientation, gender identity and expressions, genetic information, marital status, age, disability, or status as a covered veteran or any other characteristic protected by law.
